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Committees and Boards related to the GCRC

• GAC

Guidelines

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Protocol Review Form

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Last Modified: 09/09/08

The GCRC Advisory Committee: Philosophy and Guidelines

 

Charge:
The GCRC Advisory Committee (GAC) provides oversight for the General Clinical Research Center, as required by NIH/NCRR. The major charge to the GAC is to review all GCRC protocols for scientific merit and suitability for utilization of GCRC resources. A protocol must be approved by the GAC and given a scientific priority score before any study-related procedures begins. Priority for utilization of the GCRC is determined by the priority score and by any recommendations made by the committee regarding use of particular GCRC resources.

The expectations of the GAC, according to NCRR guidelines include the following:

  • Evaluate projects for GCRC use, and prioritize them in a manner that will assist the Program Director in allocating GCRC resources
  • Supervise and review all operations of the GCRC, including its components, such as the Core Laboratory and the Informatics and Imaging Cores.
  • Assure that NIH policies on the inclusion of women, minorities, and children as study subjects are followed
  • Review and approve Data and Safety Monitoring Plans for all GCRC protocols
  • Designate each protocol as category A,B,C or D, or a combination of these categories, as related to provision of specific GCRC resources
  • For industry-sponsored studies, the process of protocol review must include review of research agreements and contracts with the sponsor, the itemized study budget and any other correspondence describing study drugs or devices, support to be provided for the study and plans for analysis and use of the study data
  • Review periodically all GCRC operations to ensure that resources are used for the most scientifically justified and relevant projects
  • Work proactively with PD to address the following:
    • Approve general policies of the GCRC
    • Delineate common needs of the GCRC investigators
    • Establish admission policies
    • Address unmet needs of investigators for GCRC resources
    • Encourage junior faculty members to perform clinical research and assist them in applying appropriate concepts and methods
    • Encourage GCRC use by investigators at the institution who are not currently using
    • Provide outreach to investigators from institutions without a GCRC or comparable resources
    • Provide oversight over the GCRC budget
  • All requests to NCRR for funds shall be endorsed by the GAC prior to submission of the request to NCRR
  • Endorse all significant re-budgeting once funds are awarded
  • During the year, GCRC Program Director and Administrator work closely with GAC and provide systematic updates on financial matters. This should include comparisons of projected and actual overall expenditures and projected and actual use of GCRC resources (days, visits, ancillaries) by specific protocols
  • The GCRC Program Director and Administrator should report to GAC on apparent unmet needs of investigators, career development efforts and other related activities at the GCRC and elsewhere at UTMB, and other topics relevant to the clinical research interests of the host institution
Composition and Membership:
Members of the GAC must hold UTMB faculty positions. Efforts are made to include faculty from a variety of disciplines, departments and schools, with an emphasis on clinical research experience and expertise. Members of the GCRC administration and staff may be ex officio members, but may not vote or serve as chairperson. The members, chair and associate chair of the GAC are appointed by the Dean who is also the Principal Investigator of the GCRC grant.
Meetings:
The GAC meets at least monthly, usually on the third Wednesday of the month. Protocols must be submitted by the 23rd day of the previous month, and are pre-reviewed to be sure all required documents are included. If there are missing items, these must be submitted by the end of the month. Additional meetings may be necessary if more than 3 protocols must be reviewed in a given month or if there are urgent administrative issues that must be reviewed and approved.
Agenda:
The agenda includes review of any new protocols submitted to the GCRC, as detailed below. A report on GCRC activity and utilization since the last meeting is provided by the Program Director. A separate report is given by the Research Subject Advocate. The committee votes to accept both reports. Additional reports may be given by other GCRC administrative staff members, either at the request of the committee or the Program Director. Reports from the Core Laboratory Director and the other core directors are expected quarterly.
GCRC Application Packet:
The components of a GCRC application are listed and described in detail on a separate web page www.utmb.edu/gcrc. All or most components must be submitted electronically. Material is submitted or e-mailed to Elizabeth Ruiz in the GCRC Office. IRB approval may be sought concurrently or prior to submission of a protocol to the GCRC.
Method of Review:
Every protocol is assigned to two members of the GAC, who prepare detailed, written reviews. At least one reviewer must be a voting member of the committee. The second reviewer may be an ex officio member, or an invited reviewer with particular expertise. The Biostatistician also prepares a written review of all protocols, emphasizing data analysis and sample size considerations.

The two reviews and that of the Biostatistician are read at the meeting. Each reviewer also recommends a priority score. This is based on the NIH 1-5 scoring system. The Research Subject Advocate (RSA) comments on all protocols, with special attention to human subjects considerations and the data and safety monitoring plan. Other members of the committee are encouraged to comment and contribute to the discussion. A motion is then made to approve, defer or disapprove the protocol, with or without stipulations. If the motion is for approval, it must state whether the study is A, B or D. Any stipulations are part of the motion. Each voting member records his/her vote (approve, defer, or disapprove) confidentially on a sheet provided.

Summary Statement:
After the meeting, the GCRC Science Writer prepares a summary statement that is based closely on the motion passed at the meeting. The stipulations voted on by the committee are included, and must be addressed by the PI by either changing the application documents or justifying why no change should be made. The Summary Statement may also list additional comments and suggestions, such as grammatical and formatting considerations, which may be useful to the PI in revising the protocol. The summary statement explicitly transmits to the applicant the revisions that the GAC considers necessary to achieve final approval. Conversations between the submitting investigator and the reviewer, the GAC Chair, the PDs or GCRC staff often supplement the written review.
Revisions and Resubmissions:
Investigators are encouraged to revise and resubmit their applications in a manner that addresses the concerns of the GAC. The Chairperson, one or both reviewers and the Biostatistician review this material if these individuals have asked for specific revisions. The Chair may also request that other committee members, the PDs or GCRC staff review revisions for adequacy, or may even require a re-review by the full committee. When these individuals have approved the PI’s responses and revisions, the Chair then prepares a memo giving final approval. Protocol activity may then start on the GCRC, assuming the IRB has given final approval, and after a GCRC Initiation Meeting has been held, and any additional administrative requirements, such as identification of particular resources, have been met. The whole committee must review all revised protocols that were initially deferred or disapproved.
Absences and Conflicts of Interest:
Absences and Conflicts of Interest. A quorum consists of six or more voting members. Voting members, if absent, may not send substitutes to the meeting. Outside reviewers may be invited to the meeting, if approved by the Chair, but may not vote.

In the past, investigators have not been permitted at meetings. The GAC is currently testing a new procedure whereby investigators may be invited to the monthly GAC meeting when this is important for clarification of a presented protocol. This must be approved by the Chair of the GAC. The purpose is to allow the investigator to respond to questions from the committee. However the investigator must be absent from the room during final discussion and voting.

Reviewers are asked to submit written reviews in advance of the meeting. If a reviewer is absent, the chairperson reads his or her review. Any member (voting or ex-officio) who is a co-investigators on a protocol, or who otherwise has a real or perceived conflict of interest may not review the protocol, and must be absent from the meeting during the review of the protocol. If the Biostatistician has such a conflict, an external biostatistician is asked to review the protocol and provide a written review, and invited to attend the meeting.