Audit Plan

FY 2009 Work Plan
Audit/Project

Approved by President David L. Callender, M.D., and the Institutional Audit Committee
December 16, 2008. Pending approval from UT System.

Financial Audits

UT System Requested/Externally Required Audits

  FY08 Financial Statement Audit
  FY09 Financial Statement Audit (interim)
  Regents' Rule 20205:Presidential Travel and Entertainment Expenses
  Regents' Rule 20205:Presidential Travel and Entertainment Expenses
 

Joint Admission Medical Program

Operational Audits

UT System Requested/Externally Required Audits

  Risk Based Tier One Audit(s):
  Revenue Cycle
   
  Risk Based Tier Two Audit(s):
  Healthcare Workforce Management
   
  Change in Management Audits:
  Legal Services
  Student Services
   
  Carryforward Audits:
  Governance
  Revenue Cycle
  Purchasing

Compliance Audits

UT System Requested/Externally Required Audits

  Practice Plan Governance Audit
  Cash Handling Audit
  Student Fees Audit
   
  Texas Higher Education Coordinating Board Audits:
  Family Practice Residency Program
  Primary Care/ Internal Medicine Residency Program
  ATP/ARP Grants
   
  Carryforward Audits: None

Information Technology Audits

UT System Requested/Externally Required Audits

  Correctional Managed Care
  General Controls (Feeder Systems)
   
  Risk Based Tier One Audit(s):
  IS Strategic Planning
  Firewall
   
  Risk Based Tier Two Audit(s):
  EPIC
   
  Carryforward Audits:
  Remote Vendor
  Medical Devices
  Decentralized Operations
Follow-up Audits
  Audit Projects:
  UT System Requests
  UT System Exchange Program
   
  Special Requests- Audits:
  Community Support
  IS BCP Post Ike
  Internal Controls
  Ike Expenditure Project
Other Projects
  Annual Risk Assessment/Work Plan Development
  Peer Review Follow-up
  Annual Required Reports
  Liaison with External Auditors
  TeamMate Upgrade/ Enhancements
  Web Site Development/ Maintenance
  Internal Audit Committee
  Institutional Committee Attendance