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UTMB Management Responsibilities Handbook

Records and Information
Management and Retention

Accountability

Entity leaders reporting to the UTMB president are responsible for assuring that their department heads comply with the institutional Records Management program.

Department Head Responsibilities

Department heads appoint a Record Coordinator to perform the following functions:

• Serve as the principal point of contact for all Records Management activity within a    designated department.
• Assists the institutional Records Management program in conducting records inventories    and in formulating retention and disposition recommendations for their departments.

When appointing the Record Coordinator, it is essential that the coordinator clearly understands the responsibilities delegated; will abide by the policies and procedures governing the assignment; and understands the administrative structure that provides advice and has jurisdiction in the assigned area. The coordinator should be familiar with IHOP policy 2.1.4 Records and Information Management and Retention, and the Records Management Handbook.

Records Retention benefits include (not all inclusive):
o Compliance with legal requirements
o Destruction of records that no longer have value to the agency
o Legal protection to the agency when destroying records
o Improved protection of vital records
o Security for records with confidential or sensitive information

Potential Problem Areas

The State of Texas certified Records Retention Schedule authorizes state agencies to dispose of records that have met their retention period. Without a certified schedule, state agencies must request permission to destroy records that have met their retention period. Non-compliance with legal requirements means loss of legal protection to the agency.

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