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Standards of Conduct

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General Compliance Guidelines

Contacts with the government and outside investigators. UTMB expects to cooperate in government investigations of UTMB and its employees and with all reasonable demands made in any government investigation of UTMB or a UTMB employee. However, it is essential that the legal rights of UTMB and its employees be protected. If you receive a subpoena, inquiry, or other legal document from any governmental agency regarding UTMB business, whether at home or in the workplace, immediately notify the UTMB Legal Affairs Department at (409) 772-4818. UTMB does not prohibit you from speaking to any government investigator or agent. However, to best protect yourself and UTMB, if any governmental agency or any attorney contacts you at home concerning UTMB business, you may politely ask the agent to contact you at your office. You should also contact the UTMB Legal Affairs Department at (409) 772-4818 immediately. The UTMB policy 2.13.2, Release of Information Under Texas Public Information Act, may be accessed via the Internet at http://www.utmb.edu/policy/ihop/

Audit notification. The UTMB Audit Services Department coordinates all audit activities at UTMB, including external audits. UTMB Audit Services is responsible for ensuring proper access to appropriate records and information. Anytime you receive notice that an external agency will be conducting an audit at UTMB, you must notify UTMB Audit Services at (409) 772-2656. The UTMB Policies, 2.27.3 Audit Program Guidelines and 2.27.6, Outside Auditor Policy may be accessed via the Internet at http://www.utmb.edu/policy/ihop/

Contacts with the media. The Office of University Advancement (OUA) acts as the official spokesperson for UTMB. If at any time a reporter is requesting information or is on the UTMB campus, you should call OUA. If any member of the media contacts you, kindly instruct them to contact OUA at (409) 772-2618. An OUA representative is available after hours by pager to assist with media calls. Dial (409) 643-2035 to page the Office of University Advancement representative.

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Q

Last evening, while I was having dinner with my family, I received a knock on my door. The person at the door identified herself as an FBI agent who wished to talk to me about my work at UTMB. Should I have spoken with her?

A

UTMB does not prevent you from talking to the agent; however, to protect yourself and UTMB, you may ask the FBI agent to contact you at your office. You are not required to speak to the agent at your home. You should notify the UTMB Legal Affairs Department at (409) 772-4818 of the contact by the agent.

Q

I notice that a friend is on the schedule to have a medical procedure. I would like to express my concern about her problem. May I tell her I hope the procedure goes well?

A

No. Even though you want to be kind to your friend, you would be even kinder by respecting her privacy and not mentioning anything about her medical condition.

Q

I received a notice that the Texas Department of Human Services auditors will audit the grant I administer. Do I need to let anyone at UTMB know?

A

Yes. You should notify the UTMB Audit Services Department at (409) 772-2656. No matter which agency it is or the type of audit the agency is performing, you should notify UTMB Audit Services so that they can be a part of the initial interview and be certain that all information can be made available. UTMB Audit Services has staff specifically trained to assist external auditors.



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