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Standards of Conduct

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General Compliance Guidelines

Dr. Chauncey D. Leake, (1896-1978)Dr. Chauncey D. Leake, (1896-1978), internationally known pharmacologist, medical historian, and administrator, served as executive vice-president and dean of the medical branch from 1942-1955.

 

Q

I am a nurse on a unit in the hospital. On discharge a grateful patient offers me $20 in cash to thank me for the care they received at UTMB. May I keep the cash?

A

No. You may not accept any amount of money in the form of cash or a check from anyone in relation to your position or job performance at UTMB.

Q

The representative of a vendor who services my department wants to take me to lunch to discuss their products. May I go to lunch with the representative?

A

Yes. If you are the guest of the representative and the representative is present you may go to lunch with him/her. However, you may not go to lunch and use a representative’s account at the restaurant or any other business if the representative is not present.

Q

I am responsible for the relationship between my department at UTMB and a pharmaceutical or equipment representative. At Christmas time, the representative sent me a fruit basket. May I accept the fruit basket?

A

Maybe. If the value of the fruit basket is probably less than $50 you may accept it. However, you would want to be sure that the gift did not create some sort of obligation for you to the representative or the company. You should report vendors who offer inappropriate gifts to UTMB employees to the UTMB Compliance Program at (409) 747-8700.

Q

A vendor has offered to sell me 8 biopsy forceps at a good price. He will also bring me 2 free biopsy forceps on his next visit to our unit. This sounds like good business to me. Could anything be wrong with this?

A

Yes. The vendor has just offered you two free forceps in exchange for ordering from his company. In this instance you would be guilty of accepting a kickback on behalf of UTMB. Also, the cost of the 8 forceps would be misstated on the UTMB Cost Report because UTMB really received 10 forceps for the cost of 8. Filing a false cost report is a federal crime.

Q

A drug company representative dropped off tickets to an Astros game for anyone in our office to use. Can we use these tickets?

A

No. Accepting the tickets and attending the game may be considered a kickback to UTMB and an inducement to use the products of the drug company. The tickets should be politely refused.

Gifts and gratuities. You must not accept or solicit any gift, favor, or service that might reasonably tend to influence your discharge of your official duties or that you know or should know is being offered with the intent to influence your official conduct. All UTMB employees should review the State of Texas web site “Can I Take It?” at http://www.ethics.state.tx.us/pamphlet/city-emp.htm

Kickbacks. Kickbacks are undisclosed payments, gifts, or services offered in return for something of value, increased business, or business referral. It is a criminal offense to receive or solicit any remuneration, including a gift, cash, bribe, rebate, or discount in return for referring an individual or patient for services at UTMB or any other entity. It is also a crime to receive or solicit remuneration in return for purchasing, ordering, or arranging for or recommending purchasing, leasing, or ordering any good or service.

Employees who are involved in any type of kickback scheme will receive disciplinary action, which may include termination and may be subject to prosecution by state or federal agencies.

Vendor-paid travel. In certain specific circumstances, vendors may pay for travel related to product or equipment use, upgrades, and training. It is expected that these types of activities are rare and should be approved by your supervisor and/or UTMB Purchasing Department.

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