The
vocal fold was determined to be composed of several layers by Hirano in 1974.
The most superficial layer is the epithelium which is pseudostratified squamous
on the superior and inferior surfaces of the cords and nonkeratinized stratified
squamous on the contact surface of the cords. The middle layer, lamina propria,
is composed of three parts, and will be described from superficial to deep.
Reinke's space is composed of few fibroblasts and elastic/collagen fibers.
The intermediate layer is composed mostly of elastic fibers, with a large
number of fibroblasts, responsible for scar formation in this layer of the
cord. The deep layer is composed of collagen fibers. Deep to the lamina
propria is the thyroarytenoid muscle. The deep layer, and part of the intermediate
layer, make up the vocal ligament, and the epithelium and elastic portion
of the middle layer are responsible for the "mucosa wave" of vocal
fold vibration.
Physiology
Hoarseness
should be thought of as a symptom of a disease process involving the larynx,
rather than a diagnosis. The only true way to identify hoarseness is to listen
to the spoken voice. Although there are many voice disorders, only relatively
few of these cause true hoarseness. To understand the pathologies causing
hoarseness, first one must understand the basic mechanics of voice production.
According
to Passy, the four basic functions of the larynx are 1) respiration, 2) phonation,
3) protection of the distal airway, and 4) fixation of the chest. Hoarseness
is a symptom of a disease process involving phonation, that is, the production
of speech.
Speech
production is composed of three phases. The initial pulmonary phase entails
lung inflation and expulsion of air from the pulmonary tree into the trachea.
As this column of air reaches the vocal cords, they vibrate at a frequency
characterized by their proximity and tension; this is the laryngeal phase.
This frequency is unique to an individual, and this unique frequency then
enters the pharynx. The frequency of the sound is then amplified by the resonant
chambers of the mouth, pharynx, and nose, which further contributes to one’s
unique vocal characteristics. The vibrations are then molded into sounds
of communication by the pharynx, tongue, lips, and teeth. This is the final
phase of speech production, the oral phase. Hoarseness is a symptom of pathology
in the laryngeal phase of speech production.
The
production and frequency of sound occur in various stages for a given individual
and given tone. The vocal cords are adducted to the midline and tensed by
the action of the intrinsic adductor muscles. The entire length of the vocal
cords, depending on the tone, are forcibly adducted by the thyroarytenoid
muscle. This is independent of arytenoid cartilage movement, which remain
closely approximated during this sequence. The hiatus between the approximated
cords allows air to escape under pressure from the lungs. As this air forcefully
escapes, it everts the free mucosal margins of the cords, which, if appropriately
elastic, snap back into an approximated position, without ever affecting the
position of the adducted thyroarytenoid muscles. The sustained subglottic
pressure of the column of air from the lungs causes this sequence to happen
repeatedly and rapidly. Thus, the size and shape of the glottic hiatus (and
responsible anatomical and functional characteristics) plays a large role
in the molding of this column of air into a sound frequency. Many etiologies
of hoarseness are due to pathologies that cause the disruption or reshaping
of this air column. This may occur from a cord lesion that changes the shape
of the glottic hiatus, or from a neurologic process that does the same by
varying the tensity of the contraction of the vocalis muscle. The other major
contributor to the frequency is the rapidity with which the mucosal margins
reapproximate. This is dependent on the elasticity of the mucosa, and can
also be affected by mass lesions, or any pathology causing a thickening or
firming of the mucosa. During this phase of speech production, the false
cords flatten laterally, so as not to interrupt the column of air as it leaves
the glottis. If the false cords do approximate during phonation, they will
cause a muffled hoarseness known as dysphonia plicae ventricularis.
As
an aside, the pitch of the voice (baritone, tenor, soprano, etc) is caused
by the frequency of the mucosal vibration. As the intrinsic musculature lengthens
and brings the cords (I think of them as guitar strings for this) closer together,
the mucosal folds vibrate at an increased frequency, causing an increase in
pitch (toward the soprano side). When the vocal cords are stretched as tight
as possible, the pitch can be further elevated by decreasing the aperture
of the glottic hiatus, known as “damping”. The intrinsic muscles of the larynx
bring a segment of one cord into direct contact with the same section of the
contralateral cord, firmly enough to prevent the mucosa of that section from
vibrating. The pitch, which also depends on the size of the hiatus, will
further increase as the effective length of the vibratory mucosa of the cord
is reduced, thus reducing the size of the hiatus. As the size of the hiatus
is reduced, the force of the air going through the cords becomes greater,
causing the mucosal folds to vibrate even faster, which further increases
the pitch. Pitch break, another cause of hoarseness, is caused by a neurologic
condition affecting the coordination of a segment of the cord from “vibrating”
to “damped”. Vocal intensity (loudness) is primarily increased by an elevation
of air pressure (pulmonary phase) in coordination with an increase in glottic
hiatus. However, if the hiatus remains fixed, this increase in air pressure
will cause an increase in pitch as the mucosa will vibrate faster.
Patient
evaluation
Hoarseness
is pathognomonic for pathology in the laryngeal phase of speech production,
and shouldn’t ever be viewed as normal. Problems with articulation and resonance
should direct a search at abnormalities in the oral phase, and problems in
volume (weak or dampened voice) usually arise from pathology in the pulmonary
phase.
History
As
with most medical evaluations, in laryngology, there is no substitute for
a thorough medical history. Most voice centers seem to have an extensive
voice questionnaire that is completed by the patient and reviewed by the physician
prior to the appointment. The scope of the questionnaire reflects the varied
causes of hoarseness and other dysphonias. In fact, Sataloff has shown that
any body system may be responsible for the patient’s symptoms.
Most
patients with dysphonias come to the ENT complaining of hoarseness. A distinction
should be made between hoarseness and other dysphonias, as this will help
to direct the history. Hoarseness is a rough, scratchy sound usually caused
by an abnormality of the mucosal surface of the vocal cord (polyps, granuloma,
nodules, inflammation). Some patients may exhibit a somewhat different sound,
called breathiness. This is caused by air hissing through cords that cannot
completely close. Such lesions include vocal cord paralysis, larger vocal
cord masses, and abnormalities of the cricoarytenoid joint.
Geriatric
patients frequently complain of voice abnormalities, that may be associated
with classic changes of aging, such as vocal cord atrophy. It has been shown
recently that many characteristics of the telltale geriatric voice are caused
by poor conditioning of the pulmonary and abdominal musculature. In fact,
many changes previous thought to be irreversible due to atrophy, have been
found to be easily corrected with better aerobic conditioning.
Exposure
to toxic and noxious materials is also known to cause hoarseness for a variety
of reasons. Tobacco and alcohol use should be appropriately ascertained and
quantified. In addition, common pollutants and pollens cause frequent throat
clearing and promote poor vocal habits, as well as being primarily toxic to
the cord mucosa.
The
amount of voice use and/or abuse a patient practices in his daily life can
cause trauma to the cords, causing both acute and chronic injuries. Some
occupations are more prone to such abuses, such as telephone operators, singers,
waiters, and sales people. Sataloff notes that these people often have poor
postures during prolonged speech use which strains the laryngeal framework
(such as bending the neck to hold a receiver on the shoulder). Additionally,
the patient will develop subconscious strategies to overcome the strain on
the laryngeal musculature and voice fatigue, compounding the trauma. However,
even if the chronic trauma leads to the formation of vocal nodules, these
patients usually recover quite well with the assistance of a trained speech
pathologist. Acute and severe voice abuse can lead to the formation of polyps
and cysts, which are more likely to need surgical intervention.
Respiratory
disturbances can lead to poor voice quality, and compensatory mechanisms again
compound the injury. Hormonal imbalances may affect cord function, and systemic
symptoms should be queried. The usual injury involves edema of the lamina
propria, thus changing the vibratory characteristics of the vocal mucosa.
This has been documented most often in pregnancy, patients on oral contraceptives,
several days prior to menses, and in patients with hypothyroidism.
Many
medications, both over the counter and prescribed , can affect the voice.
Androgenous hormones may permanently change the voice, but fortunately the
changes caused by most medications are temporary and reversible. Anticoagulants
such as aspirin and other NSAIDS increase the propensity for hemorrhagic mucosal
lesions. Antihistamines and diuretics leave the patient at risk for dehydration,
with dryness of the throat and resulting excessive voice clearing, as well
as dehydration of the cord mucosa. Food products have been implicated as
well, such as the casein in milk products that stimulates the production of
thick mucus secretions.
Gastrointestinal
disturbances are very frequent culprits in voice disorders. Gastroesophageal
reflux allows the larynx and pharynx to be bathed in inflammatory acid on
a nightly basis. The resulting inflammation and mucosal edema results in
hoarseness, halitosis, and dry mouth, with symptoms usually worse in the morning.
However, symptoms of heartburn are completely absent in half of this patient
population.
Because
of the complex neuromuscular interactions of the vocal cord musculature and
laryngeal sensation, many systemic neurologic illnesses have manifestations
in voice production. Notable diseases such as multiple sclerosis and myasthenia
gravis sometimes present with vocal fatigue or hoarseness as the initial complaint.
Surgical history is important not only as it pertains to the larynx itself,
but also as it pertains to the abdomen and chest, with resulting failures
in the pulmonary phase of speech production. Psychological factors are known,
especially in certain patient populations, to exacerbate or incite vocal dysfunction.
Physical
examination
As
with any patient initially presenting with a new complaint, a thorough and
complete head and neck examination is mandatory. Obviously special attention
will be given to the laryngeal portion of the examination for complaints of
hoarseness, and the neck examination should be quite thorough as well. Metastatic
or inflammatory processes can be heralded by palpable lymphadenopathy, and
thoracic causes of RLN paralysis can lead to a palpable delphian node. The
thyroid gland should be deeply palpated in search of nodules that can be associated
with direct RLN pathology or thyroid dysfunction. The larynx is also easily
palpated, and observed during swallowing, noting the normal elevation and
anterior displacement. Lack of fullness should also be noted over the thyrohyoid
membrane and cricothyroid space.
Prior
to 1854, it was a popular notion among physicians that the larynx could never
be observed in vivo. Then Garcia, a singing teacher demonstrated his ability
to examine his own larynx using a system of mirrors and reflected sunlight.
The practicality and efficiency of this examination held it as the premier
method of examining the larynx for over a century. The next breakthrough
in the comfortable evaluation of the awake patient (aside from electric light)
wasn’t made until the mid 1980s, with the development of the fiberoptic cable.
With
proper technique, most all laryngeal examinations may be performed with the
laryngeal mirror. (Incidentally, I think the “Quinn” technique of the IDL
may have actually been invented B.Q. – before Quinn – except, possibly, for
the “breathe-through-your-mouth-and-let-your-tongue-fall-down” bit). The
only portion that may not be adequately visualized in a significant number
of patients is the examination of the piriform sinuses to the apex.
Some
authors advocate the use of flexible endoscopy in the routine evaluation of
all patients with hoarseness (heaven forbid!!), some use it only for IDL
failures, others use a rigid 90 degree endoscope for every exam………………and then
of course there’s Dr. Quinn – “Do you have to plug this thang in?”. In any
event a comprehensive laryngeal exam should be performed to the satisfaction
of the practitioner, with complete visualization of all laryngeal structures.
When
evaluating hoarseness, subtle changes in the vocal cord mucosa should be searched
for, as well as the appearance of the cord during adduction and abduction.
Some cystic and infraglottic lesions do not reveal themselves until the subglottic
pressure applied to the mucosa during adduction causes them to flare medially
and superiorly. Approximation of the false cords during phonation may be
noted as the cause of the patient’s complaint, but careful examination below
the level of the FVCs may reveal that this is merely a compensatory mechanism
for phonation with a large glottic mass or a paralyzed TVC. Fullness in
any area of the larynx should be investigated seriously with a CT scan and/or
a direct laryngoscopy.
Laryngeal
erythema may be noted, and is often diffuse in generalized inflammatory disorders
such as GERD and laryngitis. Localized erythema should be a red flag for
further investigation in regard to the possibility of carcinoma. The glottic
gap should be carefully estimated during evaluation of the true cord approximation.
If it appears excessive, then the cause should be ascertained. Common causes
include mass lesions of the glottis, vocal cord atrophy with so called “bowing”
of the cord, and arytenoid dysfunction.
Arytenoid
movement should be carefully evaluated as normal, hypermobile, paretic, or
paralyzed. The hypermobile arytenoid crosses the midline and should prompt
a close examination of the contralateral arytenoid, as this may be a compensation
for poor adduction. The paretic and paralyzed cord are both red flags, and
prompt an aggressive search for carcinoma. The differentiation between the
two is important in the staging and subsequent treatment of laryngeal cancer.
Other causes of impaired arytenoid mobility include cricoarytenoid joint dysfunction
(dislocation, arthritis), RLN lesions from the skull base to the mediastinum
(lung lesions, aortic aneurysms, thyroid malignancy, schwannoma, etcetera),
bulky masses (both mucosal and submucosal), and neurologic diseases, to name
a few.
Ancillary
testing
Occasionally
after the examination, the diagnosis is still in question, or the working
diagnosis prompts further evaluation. Only a relatively few ancillary tests
are needed for further clarification.
If
the patient describes symptoms of thyroid dysfunction, if the thyroid feels
abnormal, or if there is diffuse induration of the vocal cord mucosa, then
it is appropriate to order a serum TSH level. For patient’s with a suspected
carcinomatous process, liver function testing is ordered to screen the patient
for possible hepatic metastases.
Plain
films of the chest can yield valuable information, and should be ordered as
part of the workup for arytenoid dysfunction of uncertain origin to evaluate
for pulmonary masses. Patients with laryngeal lesions that are likely carcinomatous
should also have a CXR to evaluate for metastases. Lateral neck films should
be reserved for patient’s who have a tenuous airway from an infectious process.
CT
scanning of the neck is an important diagnostic tool in evaluating laryngeal
pathology of unknown origin. When evaluating a patient with hoarseness,
especially if there is associated pain, and a diagnosis is not ascertained
from physical examination or videostroboscopy, it is appropriate to scan the
neck. It is important for the scan to cover the entire course of the RLN,
that is, from skull base to mediastinum. The scan should also be performed
with contrast so as to better visualize a carcinomatous process. In cases
of idiopathic arytenoid dysfunction, it is also important to have a CT scan
as part of the workup for the same reasons. Fine cuts (1 mm) through the
larynx are mandatory to avoid missing occult pathology. The scan should be
reviewed by both the ENT, who should have a better idea of the anatomy of
the neck than the radiologist, and by the radiologist, who should be able
to identify occult and incidental disease processes in areas outside of the
ENT’s scope of knowledge (such as the cervical vertebrae and the lung apices).
In cases of suspected trauma causing arytenoid dislocation, or possible fracture
of the laryngeal cartilages, CT of the larynx with a laryngeal protocol is
also necessary. There has been a recent study suggesting CT scanning of the
esophagus and hypopharynx, prior to esophagoscopy, in patient’s with a suspected
foreign body as the cause of their complaints. If multiple cranial neuropathies
are associated with the hoarseness, it may be more prudent to order an MRI,
so as to better evaluate the skull base and brain stem.
For
patient’s with arytenoid dysfunction and suspected aspiration, a modified
barium swallow study will identify the extent of aspiration, and allow the
speech therapist to identify and teach the patient basic compensatory measures.
For the patient with suspected reflux, or who complains of associated dysphagia,
a barium swallow can identify gastroesophageal reflux and other pathology
(dynamic and static) which may be affecting vocal cord function. Patient’s
with GERD that do not respond to routine anti-reflux medications should be
referred for evaluation by a gastroenterologist. Their evaluation will usually
include a 24 hour esophageal pH probe to determine severity of reflux and
response to treatment. Patients with the possibility of having occult reflux
should also be referred for an esophageal pH probe to document reflux as the
cause of their hoarseness.
It
is important to remember the value and necessity of consultation with other
specialties in the treatment of the patient with complicated laryngeal symptoms.
Speech pathology is a necessity in evaluating the hoarse patient. At our
institution, referral to the speech pathologist is usually begun with the
request of videostroboscopy (see next section) or modified barium swallow.
They are invaluable in teaching the patient compensatory mechanisms for speech
that are atraumatic to the larynx, and allow healing of many disease processes.
Swallowing function can be improved in many patients with aspiration, preventing
pulmonary complications and allowing for oral feeding. The need for GI medicine
has been discussed above. Pulmonary medicine is also quite useful for assistance
with patients that may present with vocal symptoms due to restrictive or obstructive
lung disease. Neurology and psychiatry consultations are also useful for
patients with problems pertaining to these disciplines, as discussed earlier.
Videostroboscopy
Videostroboscopy
was first reported to be used in 1878, by Oertel, only 24 years after Garcia
invented the laryngeal mirror. However, the illumination was poor, and the
equipment was expensive and bulky, and therefore the technique was not popularized.
The technology then “laid low” until the recent development of fiberoptics
and powerful light sources, as well as video recording devices, which allowed
for better visualization of the larynx. Newer devices are quite user friendly,
and visual data easy to interpret. The tool has become essential to the practice
of laryngology.
Because
the vibratory wave in the fold of the cord mucosa is at such a high frequency,
it is impossible to evaluate the function and mobility of the mucosa during
speech with the naked eye. Videostroboscopy (VS) provides still photos of
the mucosa, in rapid succession, at various stages of phonation. There is
extensive acoustic technology involved in this process, but for the purposes
here, it is easiest to relate this concept to the strobe lights at a dance
club. Most have seen this and know that this gives the dancers the impression
that they are moving in slow motion. Additionally, VS provides the user with
the ability to record and playback the video images with audio recordings
of the patient’s speech. This is therefore an invaluable tool for measuring
patient’s responses to treatment, and for patient education.
VS
gives the clinician valuable data regarding glottic closure and gap, precise
evaluation of vocal cord motion, supraglottic function, vibratory portions
of the cord, recorded and reviewable information about laryngeal function
during phonation, and functional measures of the creation of the so called
“mucosal wave”. Stiffness of the mucosa is readily noted, and masses that
are not easily diagnosed by routine physical examination may be easily discerned,
and distinguished from invasive processes, without the need for direct laryngoscopy.
The device has also led to the ability to diagnose and treat a whole new population
of functional voice disorders.
Electromyography/
Electroglottography
Although
not readily available in most medical care centers, these tools may provide
useful information in evaluating and treating the patient with dysphonia.
Electroglottography determines when the vocal folds are open or closed, and
how rapidly they are closing. This is done by placing recording electrodes
over the thyroid cartilage. A low current signal is conducted through the
tissues of the between the cords. There is greater current flow when the
cords are closed than when they are open. The study is limited by the fact
that there must be good contact of the vocal cords for the signal to be useful.
Electromyography
is done by a neurologist, often with the assistance of an otolaryngologist.
The test is performed by placing electrodes into the intrinsic laryngeal musculature
and measuring the electric activity. The test is useful for further evaluating
patients with vocal cord paralysis, especially within one year of the paralysis.
The possibility of the cord function returning can be evaluated by reviewing
potentials emitted. It can be easily known if a cord has been permanently
denervated (i.e. iatrogenic), and allows for appropriate surgical planning
in rehabilitating the paralyzed cord. EMGs are also used to help guide botox
injections for spasmodic dysphonia, to distinguish cricoarytenoid dislocation
or fixation from vocal cord paralysis, and to distinguish RLN paralysis from
complete vocal cord paralysis.
Diagnostic
Rigid Endoscopy
With
the technology available to the modern otolaryngologist, the necessity for
rigid endoscopy under general anesthesia has been greatly decreased. However,
the age old trio of direct laryngoscopy, esophagoscopy, and bronchoscopy still
has diagnostic value.
The
most frequent use for rigid endoscopy in the workup of the hoarse patient
is probably to biopsy a suspicious lesion. It is also performed in all
patients with laryngeal cancer, if possible, to ascertain the extent of
the tumor, and to evaluate for synchronous primary lesions (concept of field
cancerization). It should be considered the "gold standard"
in the workup of hoarseness, and therefore should be performed in all patients
in whom a diagnosis cannot be established by the aforementioned methods.
It is also reasonable to perform rigid endoscopy in any patient that has
persistent or recurrent vocal symptoms, or persistant pain in the head
and neck region. If no diagnosis is found, it is wise to continue to follow
the patient monthly, with repeated examinations, radiographs, and endoscopies
until the cause of the patient's symptoms presents itself.
Posted 6/6/2000