TITLE: Evaluation of the Thyroid Nodule
SOURCE: Grand Rounds Presentation, UTMB, Dept. of Otolaryngology
DATE: January 23, 2002
RESIDENT PHYSICIAN: Michael E.
Decherd, MD
FACULTY PHYSICIAN: Matthew W. Ryan, MD
SERIES EDITORS: Francis B. Quinn, Jr., MD and Matthew W. Ryan, MD
[ Grand Rounds Index | UTMB Otolaryngology Home Page ]
"This
material was prepared by resident physicians in partial fulfillment of
educational requirements established for the Postgraduate Training Program of
the UTMB Department of Otolaryngology/Head and Neck Surgery and was not
intended for clinical use in its present form. It was prepared for the purpose
of stimulating group discussion in a conference setting. No warranties, either
express or implied, are made with respect to its accuracy, completeness, or
timeliness. The material does not necessarily reflect the current or past
opinions of members of the UTMB faculty and should not be used for purposes of
diagnosis or treatment without consulting appropriate literature sources and
informed professional opinion."
Background
Management of the thyroid nodule
remains a challenge for the physician.
Mazzaferri writes, "The trouble with thyroid nodules is that there
are too many of them, and they tend to cause terrible apprehension because
their behavior is so unpredictable.
Thyroid nodules comprise a gamut of disorders with widely differing
biologic behaviors, ranging from benign tumors with no malignant potential to
aggressive thyroid cancers that may kill within a matter of months. Add to this the fact that concealed among
the millions of nodules are only a relatively few thyroid cancers, most of
which are completely curable, and one has woven the fabric of a serious
diagnostic dilemma." 18
The otolaryngologist / head and neck surgeon encounters thyroid nodules
commonly in practice, and an understanding of the diagnostic workup options is
important.
Epidemiology
One of the most widely cited
epidemiologic studies involves the population study of Framingham,
Massachusetts. In this study palpable
thyroid nodules were found, in adults between 30 and 59 years of age, in 6.4 %
of women and 1.5 % of men.
Additionally, the nodule accrual rate was found to be 1.3% at 15 years,
or an annual accrual rate of 0.09%33. However, the prevalence is much higher when assessed by autopsy,
palpation at surgery, or by ultrasound.
Mazzaferri pooled a number of studies and found that the prevalence of
nodules by these methods is approximately ten times that of the prevalence by
physical exam17. One autopsy
study noted nodules in 65% of men and 80% of women in the ninth decade. Looking at numerous studies, one can draw a
number of conclusions. First of all,
thyroid nodules are more common in women.
Also, the prevalence of thyroid nodules increases with increasing
age. Physical exam alone is far less
sensitive than other methods of detecting thyroid nodules, but the importance
of nodules found by other methods has generally yet to be determined.
Thyroid cancer occurs at an
incidence of approximately 12,000 cases per year with about 1,000 deaths per
year. When one looks at autopsy series,
however, the incidence of thyroid cancer can be as high as 35%. Currently there is no reliable way to
distinguish a prioi an aggressive thyroid cancer from an indolent one.
Histologically, thyroid cancer
occurs as a number of different types.
Papillary is the most common, accounting for around 70% of thyroid
cancers. Follicular accounts for around
15%, medullary another 5-10%, and anaplastic another 5%. Additionally lymphoma may arise in the
thyroid, especially in a setting of Hashimoto's thyroiditis. Metastasis to the thyroid may occur, usually
from breast, lung, kidney, gastrointestinal sources, or from melanoma.
Pregnancy
One special circumstance that
deserves comment is the thyroid nodule in the pregnant patient. Studies have shown that parity increases the
incidence of thyroid nodules- in one study (using ultrasound) from 9.4% of
nulliparous women to 25% of parous women31. Additionally, other investigators have cited
the higher incidence of thyroid carcinoma in pregnant patients in whom a
carcinoma arises 19,26. Some
have reported increased biologic aggression of thyroid cancers in pregnant
women. Other authors disagree and feel
that pregnancy effects no changes on the pathophysiology of thyroid disease.28 It has been suggested that human chorionic
gonadotropin (HCG) may have thyroid-stimulating hormone (TSH) -like activity,
acting as a growth promoter. Workup
should include a fine-needle aspiration biopsy (FNAB), and perhaps an
ultrasound, but radioactive scanning is contraindicated. Some have recommended surgery either before
or after, but not during, the third trimester.
Should I-131 ablation be needed postoperatively, the mother should avoid
breast-feeding during this time. Also,
given the potential exacerbating effects of pregnancy on thyroid cancer, some
authors advocate avoidance of pregnancy in a woman who has had a thyroid
cancer. 3
Radiation
Ionizing radiation remains the only
unequivocal environmental cause of thyroid cancer. Between the 1920's and the 1950's, an estimated one million
Americans received head and neck irradiation for benign disease. Duffy, in 1950, recognized the association
of childhood irradiation and thyroid cancer in a young man with thyroid cancer
who had had thymic irradiation as an infant.32 This was borne out in other studies, as was
the increased incidence of thyroid nodules and thyroid cancer in people exposed
to radiation for other reasons. Some
dramatic examples include Marshall Islanders accidentally exposed to nuclear
fallout and Japanese persons exposed to irradiation from the atomic bombs at Hiroshima
and Nagasaki.6,27 Persons
receiving external irradiation therapeutically (e.g. for cancer) are also at
increased risk. Some have found
slightly increased risk in certain occupational exposures, such as X-ray
technicians. Others have suggested background
terrestrial sources or increased celestial sources at altitude as risk factors,
but this association has not been demonstrated.26
Children
Children represent a distinct
population of thyroid nodules. As noted
earlier, irradiation was commonly given in years past for benign
conditions. In 1976, the National
Institutes of Health (NIH) began a widespread effort to urge notification and
examination of individuals exposed to irradiation as children. Some of these individuals and their parents were
not aware of the exposure. Some
hospitals routinely irradiated the thymus of all infants to prevent crib death. Other conditions treated with radiation
include adenotonsillar hypertrophy, acne, eustachian tube dysfunction,
bronchitis, hemangiomas, and tinea capitis.
Given this background, it is notable
that in the 1950's approximately 70% of thyroid nodules in children represented
cancer, whereas currently that number is closer to 20%. Ten percent of all thyroid cancer occurs before
age 21, and thyroid cancer represents 1.5-2% of all pediatric
malignancies.
Special mention should be made of
medullary thyroid carcinoma (MTC). This
neoplasm has been shown to have germ-line transmission, either alone (familial
MTC), or as part of the multiple endocrine neoplasia type 2 syndromes (MEN2A
and MEN 2B). Previously screened for
with calcitonin levels following calcium-pentagastrin stimulation, this has
been replaced with DNA screening for the RET proto-oncogene found on chromosome
10. Children with a family history
positive for MTC who test positive for RET are recommended to undergo a
prophylactic thyroidectomy in the first few years of life.
History & Physical
History
As with every clinical encounter,
all new thyroid nodule patients begin with a history and physical. Beyond the usual questions, certain
questions specific to the history of the thyroid patient should be
included. Age less than 20 or greater
than 60 has been suggested as having a higher incidence of cancer in a thyroid
nodule. Gender is important- a nodule
in a man is more likely to be cancer (although cancer overall is more common in
women). Exposure to radiation is an
important history item. Symptoms
referable to hyper- or hypo- thyroidism should be elicited. Rapid enlargement of a mass is generally
considered a poor sign unless there is associated pain which may indicate
hemorrhage into a nodule.
Special history questions include
history of Gardner's or Cowden's syndromes ,as these have been linked to a
higher incidence of thyroid carcinoma.
As discussed previously, family history of medullary thyroid carcinoma
is important to know in a child.
Additionally, some have suggested family history of other types of
thyroid cancer to be a soft risk factor.
Hashimoto's thyroiditis can predispose a person to lymphoma, so this
should be entertained during the history.
Although no element of the history
is terribly sensitive or specific for thyroid carcinoma, certain history items
may suggest invasion of local structures which, in turn, suggest
malignancy. These include dyspnea,
hoarseness, and dysphagia. Progressive
enlargement and/or other high-risk factors should alert the clinician to the
possibility of carcinoma.
Physical
As always, a complete head and neck
examination in is order. The thyroid is
best examined from behind. Both lobes
and the isthmus should be palpated, and the patient should swallow to confirm
that any masses are in the thyroid.4 Any nodules should be noted, as well as diffuse changes. With respect to the possibility of thyroid
cancer, certain things should be emphasized.
Vocal cord motion should be checked, and some advocate the use of
preoperative videostrobolaryngoscopy to look for subtle abnormalities and for
documentation. At our institution, this
is not commonly done. It should be
noted that the literature indicates that a fair number of benign masses may
present with vocal cord paresis. The
presence or absence of adenopathy should be noted. Lastly, in a patient with symptoms of hyperthyroidism, the eyes
should be checked for exophthalmos and scleral show. Although physical examination is not very sensitive or specific
for detecting thyroid cancer, certain findings such as fixation of a mass, induration,
vocal cord fixation, adenopathy and stridor should raise the clinician's level
of suspicion.
A classic study was done by Hamming et
al compared physical examination finding to cytological findings obtained
by fine-needle aspiration biopsy, ultimately with histological
confirmation. In patients who were felt
by clinical grounds to have a high suspicion of malignancy there was a 71%
prevalence of malignancy. Criteria for
high clinical suspicion included rapid growth of tumor, vocal cord fixation, very
firm nodule, fixation to adjacent structures, enlarged regional lymph nodes,
and distant metastasis. A small subset
of patients had two of these findings, and all had malignancy. Patients were stratified to a moderate
clinical suspicion if they were younger than 20 or older than 60, had a history
of head and neck irradiation, were male with a solitary nodule, had dubious
fixation, or had a lesion over four centimeters which was partially
cystic. In this group the prevalence of
malignancy was 14%. All other patients
were considered to have a low clinical suspicion of malignancy, although 11%
were ultimately found to have a malignancy. 12
Workup & Management
After the history and physical, the
clinician has a number of tools at his or her disposal for investigating the
nature of the nodule. These include
serum testing, needle biopsy, and imaging.
The precise management of the workup of the thyroid nodule is
controversial, balancing individual bias, the clinical picture, patient
expectations, clinical availability, and cost-effectiveness. A thorough understanding of the options will
allow the clinician to make appropriate decisions in a given clinical
encounter.
Serum Testing
Many advocate serum testing of
thyroid function as an initial step (although many advocate fine-needle aspiration
biopsy as an initial step, others feel that the subgroup of patients who have a
hyperfunctional nodule as evidenced by lab and nuclear studies can be safely
observed). The single-most important
test is an assay of thyrotropin, or thyroid-stimulating hormone (TSH). This alerts the clinician to one of three
states: hyperthyroid, euthyroid, or
hypothyroid. Even if a patient is
asymptomatic and has a normal level of thyroxine (as assayed by the free T4 or
free thyroxine index), a "normal" level of thyroxine in the face of
an abnormal TSH in inappropriate. For
example, a T4 level within the laboratory range of normal in the face of an
elevated TSH indicates subclinical hypothyroidism, as an elevated TSH ought to
produce an elevated T4 level, which under normal conditions would feedback and
lower the TSH to an appropriate level.
Other serum tests are not generally
ordered will be briefly mentioned. In
medullary thyroid carcinoma, many would consider calcitonin levels, as well as
regular electrolyte tests.
Additionally, the RET proto-oncogene remains the test of choice for
MTC. If one suspects Hashimoto's
thyroiditis, anti-thyroid antibodies can be assayed. Thyroglobulin is a useful assay in the postoperative care of the
thyroid cancer patient, as a rising level likely indicates recurrence.
FNAB
Fine-needle aspiration biopsy (FNAB
or FNA) is almost universally accepted now as the single most important test in
the evaluation of a thyroid nodule.
Initially described in the 1920's, it was reintroduced in 1952 by
Söderström which led to its use in Scandinavia and then the rest of Europe.2,14 It was not until the 1970's, though,
that this technique caught on in America.
Previous concerns about seeding of malignancy along the needle track
have not been borne out clinically, and lower rate of complications, as well as
the ease and simplicity, make it a more attractive option than larger bore
needle biopsies. Some have also used
this technique for the introduction of a sclerosing agent as a therapeutic
option for certain thyroid nodules.
Briefly, although techniques vary,
somewhere between a 21 and 27 gauge needle is placed within the lesion. Initially aspiration should be attempted, as
a purely fluid-filled cyst may be "cured" by this technique. Next, either with or without suction
applied, the needle is passed back and forth over a small range until material
is collected in the hub. After
withdrawal of the needle, the needle is briefly detached to allow air
introduction into the syringe (air introduction before the procedure may weaken
the suction), and the collected material expelled onto a slide which is then
smeared and fixed for cytology. Very
small or very large lesions may introduce sampling error, and the accuracy of
FNAB is improved by multiple passes.
Excessive blood reduces the ability to interpret the material. Skill and experience of the cytopathologist
also play a role in the usefulness of the data.
Campbell and Pillsbury evaluated the
results of nine different studies in which 912 patients who received FNAB
ultimately underwent surgery. They
found a range of false-negatives from 0.5% to 11.8% with a pooled rate of
2.4%. As for false-positives, the range
was between 0% and 7.1 % with a pooled rate of 1.2%. this translated to an overall accuracy of over 95%, a result
which correlates with other published data.2,7
Results from FNAB can be categorized
as benign, malignant, insufficient/inadequate, and
indeterminate/suspicious. The latter
occurs in certain situations, a common example being that of follicular
neoplasm. The differentiation between
follicular adenoma and carcinoma is made by evidence of capsular invasion, a
finding that has to be made histologically.
Largely cystic aspirations are often hypocellular and result in a
"insufficient" diagnosis.
Many recommend re-aspiration of these cysts (if they are not gone), and
if a second aspiration is inadequate then progressing to surgery.
Imaging -- Nuclear Medicine
The thyroid scan was a mainstay in
the evaluation of the thyroid nodule prior to the widespread use of FNAB. The concept is based on the observation in
1939 that malignant thyroid tissue only uptakes a small amount of iodine as
compared to normal thyroid tissue.2
This property was exploited by administering a radioactive iodine tracer
and then using the radiation to image the thyroid gland. Nodules could be classified by their uptake
of tracer as "hot", "warm", and "cold". It was thought that cold nodules were more
likely to be cancerous. Although true,
the sensitivity and specificity of this technique has relegated it to
second-tier status behind FNAB.
A brief discussion of the tracers is
in order. The two most common tracers
are iodine and technetium. These are
used to image papillary and follicular carcinoma. Iodine occurs in a number of isotopes, with 127I being
the common stable form. 125I
had a role in the past, but is no longer used.
The two commonly-used isotopes are 123I and 131I. 123I is manufactured in a cyclotron and has
a half-life of 13.3 hours. Its gamma
radiation has optimal imaging characteristics, but it is expensive and
difficult to obtain, and it does not have a long shelf life. 131I, on the other hand, is a
product of nuclear fission and has a half-life of 8.1 days. It is cheap and easily obtained. It has both beta and gamma emissions, and
this coupled with its longer half-life mean a larger radiation exposure to the
patient. Also its gamma emissions make
for suboptimal pictures compared to 123I. On the other hand, this isotope is the preferred agent for
radioiodine ablation of residual or metastatic thyroid carcinoma.
99mTechnetium is a product of
beta decay of 99Molybdenum.
The "m" refers to a metastable state that has a relatively
long half-life. Thus, the 99mTc
exists at a higher energy state until it undergoes isomeric gamma decay to 99Tc. Its half-life is six hours, and it is
readily available. Its characteristics
are such that images can be obtained shortly after administration. This has made it popular for thyroid clinics
in which the patient can go get imaged and return to clinic. The technetium is trapped by the thyroid but
not organified (processed into hormone) as iodine is. Thus, a "hot" technetium nodule is not the same as a
hyperfunctional thyroid nodule (a distinction of which to be aware when reading
the literature). Therefore, any hot
nodule on technetium scanning should undergo confirmation by iodine
scanning. Occasionally there is a
discrepancy, and this is referred to as a discordant nodule. A discordant nodule has a higher cancer risk
than a cold nodule, and should be managed with appropriate vigilance.
Other isotopes are sometimes
used. Thallium has the advantage that
one does not have to be off of thyroid hormone to undergo testing. However, its sensitivity and specificity are
suboptimal, and it is expensive. It may
have a role in detecting metastasis in non-iodine avid tumors (ones with poor
iodine sensitivity) or in patients with a large reservoir of iodine in their
body (e.g. after contrasted CT).
Additionally, it sometimes will concentrate in medullary carcinoma which
can then be imaged. 67Gallium
is usually used as a non-specific marker for inflammation, but in thyroid
scanning it is occasionally used to image anaplastic carcinoma or lymphoma. 99mTc-Sestamibi concentrates in
the mitochondria and is usually used for cardiac imaging. Hürthle cell neoplasms, which are rich in
mitochondria, are poorly imaged with conventional techniques but are imaged
well with sestamibi. Other agents are
infrequently used, either in special or investigational circumstances.
The utility of thyroid scanning is
currently limited. A review of 4457
patients with thyroid nodules who underwent imaging and surgery revealed that
the prevalence of cold, warm, and hot nodules was 84, 10, and 5.5%
respectively. Of the cold nodules, 16%
were malignant. Of the warm nodules,
10% were malignant. Of the hot nodules,
4% were malignant.2 This
data did not note the thyroid status of the patients. Many authors currently recommend thyroid scans for hyperthyroid
patients (by TSH testing) with the belief that the prevalence of cancer in hot
nodules is low in these patients who may be safely followed. Also, some authors recommend scanning
nodules which are indeterminate by FNAB and following clinically the hot
nodules. Whatever the indication,
almost all authors recommend further workup for cold or warm nodules. One final clinical note -- a hyperthyroid
patient with a nodule (if his or her physician follows hot nodules clinically)
should still undergo a scan, as cold nodules may arise against a background of
diffuse thyroid hyperfunction.
Imaging -- Ultrasound
Ultrasound has emerged as a diverse
modality which has utility in the management of thyroid disease. Perhaps its most widely used role is that of
localization for FNAB. This occurs when
there is a small nodule that is difficult to reliably sample, or in the case of
the non-palpable nodule. The
non-palpable nodule by definition has been located through some other
technique. Since ultrasound has a lower
limit of resolution of 2-3mm, determining the management of
incidentally-located non-palpable nodules is controversial, given the high
prevalence of nodules. One author
recommends ultrasound-guided FNAB for patients with a family history of thyroid
cancer, a history of radiation exposure, a nodule greater than 1.0cm, or a
nodule with suspicious ultrasonographic features. Absent these, he recommends serial ultrasonography.34 Suspicious ultrasonographic features include
presence of a halo, irregular border, presence of cystic components, presence
of calcifications, heterogenous echo pattern, or extrathyroidal extension. No findings are definitive but these should
be weighed in the whole clinical picture.
Ultrasound may also be used to
serially follow a lesion (i.e. after suppression). It is useful for determining
cystic versus solid, and in children with hypothyroidism or with a thyroglossal
duct cyst it is a good screen for the presence of normal thyroid. Also, pregnant women cannot undergo
radioactive imaging, and ultrasound may play a lager role in their
management. Although it can aid in the
distinction of a solitary nodule from a multinodular goiter, this distinction is
somewhat academic as most now feel that the risks of a dominant nodule in a
multinodular goiter are the same as the risks of a solitary nodule.
Imaging -- Other
Other modalities have a limited role
in thyroid disease. Plain films may
incidentally show tracheal deviation.
Calcifications on plain films are sometimes associated with thyroid
carcinoma, but this is neither sensitive or specific. Computed tomography (CT) and magnetic resonance imaging (MRI) may
play adjunctive roles, especially if there is bulky regional neck
metastasis. One should keep in mind
that the contrast agent for CT scanning is iodinated and may adversely affect
the postoperative ability to treat with 131I. Non-contrasted CT may be better, if
feasible. Positron emission tomography
(PET) scanning is not widely available and is still largely investigational.
Thyroid Suppression
Thyroid suppression has been
utilized in the past in the management of thyroid modules. This practice is based on the idea that
benign nodules would be TSH-responsive whereas malignant nodules would
not. Dropping the TSH with exogenous
thyroxine would shrink benign nodules but not malignant ones. Unfortunately, this theory does not
translate into reality very well. Five
placebo-controlled trials of suppression for benign nodules suggest (although
not conclusively) that there is no shrinkage with treatment.13 Even if there is, some nodules later shown
to be malignant have been shown to shrink with suppression. Additionally, suppression carries with it
the risk of increased osteoporosis, although this has not been shown to
clinically translate into increased fractures.
Although a short trial of suppression may be reasonable in selected
cases,13,28 many authors do not see a role for suppression in the
management of nodular thyroid disease. 9,14,17 A notable exception is individuals who
received childhood irradiation to the head and neck, as suppression has been
shown to decrease the incidence of nodules dramatically.10
Management
Ultimately, then the management of a
thyroid nodule should include a history and physical, followed by further
testing. Most patients will need an FNAB and a TSH. Benign nodules(by FNA) should be followed and re-aspirated if
they do not regress.28 A
benign nodule in a hyperthyroid patient may be considered for scan, and if the
scan is hot considered for clinical follow-up, otherwise more testing (repeat
FNA versus surgery). Inadequate
aspirations should be re-aspirated, and if still inadequate should be
considered for surgery. Indeterminate
aspirations, although scanned by some, are usually considered for surgery in
our institution (one problem in making a uniform algorithm being that
indeterminate and suspicious are in the same category -- clinical management
may depend on discussion with the cytopathologist as to the specific
findings). Constant vigilance is key to
optimum outcomes, and a thorough understanding of the ideas behind algorithmic
approaches permit flexibility when the patient does not fit nicely into the algorithm. For example, one author who writes
extensively on this topic recommends serious consideration of surgery for any
male over 60, regardless of the FNAB, due to the high pretest probability of
malignancy.18 This
recommendation, although itself a generalization, is based not in a "one-size-fits-all"
approach to management but based upon a thorough understanding of the
scientific basis behind the management of a thyroid nodule that the individual
clinician can apply to individual patients for optimum patient care.
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Posted
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